Ferdinand | EducationGhana | January 19 | Difference between Background of the Study and Literature Review in Research
DIFFERENCE BETWEEN BACKGROUND OF THE STUDY AND LITERATURE REVIEW
(PhD Thesis Writing Explained Clearly)
1. Purpose: What Each Section Is Meant to Do
Background of the Study The background explains why the study exists. It introduces the problem in its real-world, historical, policy, or disciplinary context and guides the reader toward the research problem.
Literature Review The literature review explains what is already known about the problem, what debates exist, and what is missing in scholarly knowledge. In simple terms:
- Background answers: Why is this study necessary?
- Literature Review answers: What do scholars already know and not know?
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2. Nature of Content
Background of the Study
- Broad and contextual
- Descriptive but focused
- Uses selected references sparingly
- Builds a logical narrative from general to specific
It discusses:
- The setting of the problem
- Policy, institutional, or social relevance
- Practical concerns that motivated the study
- Trends, challenges, or changes over time
Literature Review
- Narrow and scholarly
- Analytical and critical
- Heavily referenced
- Organized by themes, theories, or variables
It discusses:
- Key theories and models
- Major empirical findings
- Methodological approaches used by other researchers
- Contradictions, gaps, and limitations in prior studies
3. Position in the Thesis Argument
Background of the Study
- Comes early in the thesis
- Leads directly to the problem statement
- Sets the intellectual and practical stage
- Persuades the reader that a problem exists
Literature Review
- Comes after the problem is established
- Justifies the study academically
- Shows mastery of the field
- Positions the study within existing scholarship
Think of it this way:
- The background opens the door
- The literature review maps the room
4. Use of Sources
Background of the Study
- Uses fewer sources
- Sources are used illustratively, not exhaustively
- References may include reports, policies, and key studies
Literature Review
- Uses many sources
- Sources are compared, contrasted, and evaluated
- Emphasis on peer-reviewed journals and seminal works
A background that reads like a long list of citations is doing the literature review’s job.
5. Level of Critical Engagement
Background of the Study
- Minimal critique
- Focuses on explanation and context
- Rarely debates authors against each other
Literature Review
- Strong critical engagement
- Compares scholars’ positions
- Identifies weaknesses and gaps
- Challenges assumptions and methods
At PhD level, lack of critique in the literature review is a serious weakness.
6. Relationship to the Research Gap
Background of the Study
- Points toward the existence of a problem
- Hints at inadequacies in practice or knowledge
- Prepares the reader emotionally and intellectually
Literature Review
- Explicitly identifies the research gap
- Shows how existing studies fall short
- Demonstrates exactly where the current study fits
Examiners expect the gap to be proven, not assumed, in the literature review.
7. Common Examiner Complaints
Background of the Study
- Too long and unfocused
- Repeats the literature review
- Lacks a clear problem direction
Literature Review
- Becomes a summary of studies
- Lacks critical synthesis
- Fails to connect to the research questions
8. One-Sentence Distinction (Very Important)
- Background of the Study: Explains the context and motivation for the research problem.
- Literature Review: Explains the scholarly conversation surrounding that problem and exposes the gap.
Final Advice to PhD Students
If your:
- The background reads like a journal article summary; it is misplaced.
- The literature review reads like a story of context; it lacks rigour.
A strong PhD thesis keeps the two sections conceptually separate but logically connected.
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